How did you do on the first activity? The scenarios in this activity
may look familiar to you. They are some of the most common instances
of KICS non-compliance that we have seen and communicated to you
over the past year. If you feel you need a refresher on some of these
topics, when choosing your learning path later in the course, you can:
select the “Have brokerage accounts?”
topic to focus on KICS Broker Import requirements,
select the “Have you considered margin loan accounts or student loans?”, or
“Buying a new home?” topics to focus on reporting loans in KICS, or
select the “Saving for retirement?” topic to focus on employee benefit plans.